Sentencing and mitigation
Evidence from the US illustrates the importance of the defence team being adequately prepared for
sentencing and mitigation.22 With defence and official resources largely focussed on determination
of guilt, lawyers often give little thought to the preparation they need to do to prepare mitigation
arguments that support alternative sentences. Project 39A interviews with Indian lawyers revealed
that collecting mitigating information for the sentencing stage of the case was entirely absent from
the lawyers’ legal strategy.
Effective defence during sentencing often depends on the ability to persuade the court that the
defendant, despite being found guilty, does not merit the use of the death penalty. The defence
strategy should address both whether the crime meets the highest threshold of severity as well as
whether there is mitigation evidence that could persuade the court not to impose a death sentence.
As Taiwanese lawyers observed, the ability to make effective arguments in mitigation often depends
on psychology and social work skills to help present the defendant in a sympathetic light.
Going “above and beyond” non-capital cases
In the 1989 Additions to the UN Safeguards there is a requirement on counsel to go “above and
beyond the protection afforded in non-capital cases”. As part of The Rights Practice’s longer term
interest in encouraging performance standards for capital cases in Asia, our study sought to
understand whether defence lawyers in viewed their role in defending death penalty cases as
distinctive. While some of the lawyers interviewed or surveyed said they did treat death penalty
cases differently, others did not distinguish between death penalty eligible and other serious
criminal cases. In countries with few executions lawyers may assume that there is little chance of a
death sentence.
Taiwan lawyers reported that they treated death penalty cases differently in terms of their mentality
and preparation. ICJR also found that among the lawyers they surveyed in Indonesia, the majority of
respondents (88.7%) agreed or strongly agreed that defendants facing the death penalty should be
given a higher standard of protection of fair trial rights than defendants in other criminal cases. A
small minority disagreed; one interviewee argued that “whether he is facing the death penalty,
whether he is sentenced to life, or punished for ordinary crimes… If we read the international bar
association's code of conduct, there has never been a distinction in the administration of justice …
There is not a valid argument for different treatment. When it comes to strategy, the strategy is the
same. If it is the quality of the assistance, it is also the same.”
Project 39A interviewed 20 Indian trial court lawyers who defend the accused at the first level. None
of the lawyers treated death penalty cases differently from other serious cases. They placed greater
focus on the conviction stage of the trial rather than the sentencing stage. The overwhelming
justification for this, as stated by 11 lawyers, was that it is the duty of the lawyer to ensure that they
mount the best possible defence for their client so that no innocent person is wrongfully punished
and justice is delivered to the accused as well as the victim.
22
O’Brien, Sean D, “Capital Defence Lawyers: The Good, the Bad and the Ugly.” 105 Michigan Law Review 1067 (2007).
https://repository.law.umich.edu/mlr/vol105/iss6/3
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